In the sec action , morgan stanley has agreed to a federal court order that will enjoin the firm from future violations of nasd and nyse rules and require the firm to make changes in the operations of its equity research and investment banking departments 统计表明，相比先前作为准国际经济组织运行的关税与贸易总协定gatt时期的争端解决机制，如今wto的争端解决机制得到更频繁更有效的利用。
Blodget also has agreed to a federal court order that will enjoin him from future violations of the federal securities laws and nasd and nyse rules . blodget also will be censured and permanently barred from associating with any broker , dealer , or investment adviser 总之，投资银行对客户和整个社会承担一种诚信fiduciary义务和责任,主要表现为不同业务部门之间的利益冲突，尤其是其咨询分析业务存在的利益冲突。
In the event of subscriber breach , discovery of the untruth of any representation of subscriber , or where directed by nasd in its regulatory authority , nasdaq may terminate this agreement on not less than three ( 3 ) days written notice to subscriber provided either by nasdaq or vendor 如果订阅者有违反情事，发现订阅者陈述不实，或基于全国证券商协会规定，在三天内的书面通知，那斯达克可以终止此协议，不论是那斯达克或是贩售商提供订阅者资讯。
Nasdaq grants to subscriber a nonexclusive , non - transferable license during the term of the agreement to receive and use the information transmitted to it by vendor and thereafter to use such information for any purpose not inconsistent with the terms of the agreement or with the nasd rules 在协议条款有效期间，那斯达克授予订阅者非独有、不可转让的权利，以接收取经由贩售商传输的资讯，且用于不与协议条款和全国证券商协会条例相抵触的任何目的。
And analysts will be beholden to the truth , not the ipo business . " nasd chairman and ceo robert glauber said , " today marks an ending , but even more , a beginning . because in finalizing this settlement , we take a giant step on the road to restoring and renewing investor confidence 微软与波音的不同境遇，充分反映了全球化背景下美国的反垄断战略：为了保持市场竞争，促进技术进步，反垄断是要继续坚持的，但是，对一个企业是否采取反垄断措施，则要从全球竞争而不仅是国内市场竞争着眼。
Globalink securities , inc . nasd sipc broker dealer division was established in 1997 as a california corporation . today , globalink securities is a registered broker dealer with securities and exchange commission and registered in 27 us states as a general securities broker dealer . globalink securities , inc . offers a wide range of securities and investment vehicles 欢迎进入格林证券美股通，我们将提供您在投资理财上专业的服务团队以及高水平的交易平台，与最强的技术支持，让您享有最佳的服务质量，并希望能让您在投资理财的道路上事半功倍。
One - half of the total of these payments - 25 million - will be paid in connection with the sec action and related proceedings by the nasd and nyse and will be placed into a distribution fund for the benefit of customers of the firm . the remainder will be paid to resolve related proceedings by state regulators Wto成立以来的实践已充分地证明，该争端解决机制是整个wto体系中具有核心地位的机制，因为没有这一机制， wto成员之间的贸易争端无法解决，势必使任何实体法规范成为一纸空文， wto就会失去存在意义。
Morgan stanley has agreed to settle the commission s action and has consented , without admitting or denying the allegations of the complaint , to the entry of a final judgment that , if approved by the court , permanently enjoins morgan stanley from violations of nasd and nyse rules governing just and equitable principles of trade nasd rule 2110 ; nyse rules 401 and 476 , advertising nasd rule 2210 ; nyse rule 472 , and supervisory procedures nasd rule 3010 ; nyse rule 342 格老秀斯说道： “多年来，当我认识到：与印度被称为东方的贸易对于本国安全的极大重要性。并且，这种贸易没有武力保障，似乎难以维持，在葡萄牙人看来，这是通过暴力和欺诈构成的，我便关心如何唤起本国人的精神，勇敢地保护最初诚意进行的事业，因为我看到了问题本身的正义与衡平。
Further , seven of the firms will collectively pay 80 million for investor education . the sec , nyse and nasd have authorized that 52 . 5 million of these funds be put into an investor education fund that will develop and support programs designed to equip investors with the knowledge and skills necessary to make informed decisions 一是微软占有巨大的稳定的市场份额二是微软公司把浏览器捆绑在视窗作系统上，把软件系统固化到芯片上，从而阻止竞争对手进入市场三是微软的作系统到目前为止还没有真正的竞争对手。
Csfb and ssb engaged in inappropriate spinning of " hot " initial public offering allocations in violation of sro rules requiring adherence to high business standards and just and equitable principles of trade , and the firms books and records relating to certain transactions violated the broker - dealer record - keeping provisions of section 17 of the securities exchange act of 1934 and sro rules nyse rule 440 and nasd rule 3110 面对空中客车公司的激烈竞争，波音与麦道的合并有利于维护美国的航空工业大国地位其次，尽管美国只有波音公司一家干线民用飞机制造企业，但由于存在来自势均力敌的欧洲空中客车的竞争，波音公司不可能在开放的美国和世界市场上形成绝对垄断地位。如果波音滥用市场地位提高价格，就相当于把市场拱手让给空中客车。
