The collapse of ming fung in may was the largest failure of a brokerage in the 12 - year history of the unified stock exchange 明丰集团在五月倒闭,是联合交易所成立12年以来最大的一宗经纪行倒闭事件。
To boom by fax or mail , and make a copy to your receiving broker , instructing us to transfer your positions to them 并传真或邮寄致boom ,指示本公司行将阁下的证券存入接收经纪行,然后将副本交予该经纪行。
Each transaction is carried out in public and the information is sent electronically to every brokerage office of the nation 每笔交易都是公开进行的,并通过电子通讯将交易资料发往全国各地的每一家经纪行。
It is important that members of the investing public are given a choice to select their own securities intermediaries , be they banks or brokerage houses 无论由银行或经纪行提供证券中介服务,投资者能有所选择是很重要的。
The process review panel for sfc provided a written response to the panel s request to review the three cases of broker misconduct 证监会程序覆检委员会就事务委员会要求覆检该3宗涉及经纪行行为失当的个案一事作出书面回应。
It was international practice to require brokers to be well capitalized and the capital level should be commensurate with their risks 国际上的作业方式是要求经纪行须备有充足的资金及经纪行的资金水平应与其需承受的风险相称;