There is a need to ensure that financial institutions are prudently run . this necessity is often translated into entry restrictions or minimum qualifications for registered or licensed financial intermediaries 这项要求往往转化为进入市场的限制,或要成为注册或持牌金融中介机构所必须符合的最低资格。
Given that the equity market is typically run with a high degree of self - regulation , there is always the danger of the private interests of the financial intermediaries running the market prevailing over the public interest 由于股市一般采取高度自我监管的模式,金融中介机构的私利有很大机会凌驾在公众利益之上。
In this connection , i fully support the banks private sector development strategy which aims at catalyzing private investment through direct financing , credit guarantee and development of financial intermediaries 就此而言,我全力支持亚银的私营部门发展策略,通过直接融资信贷保证及发展金融中介机构,以促进私人投资。
Very often financial markets present financial intermediaries with opportunities for profit that involve business strategies that may be questionable , having regard to the fundamental purpose of the financial industry 若以金融中介这项基本功能来衡量,有时候金融中介机构为争取盈利机会所采用的业务策略是否恰当可能会值得商榷。
Financial intermediary system is relatively researched less than financial market , so the former seems to be weak and this is also why this article choosing this field as main research objective 金融中介机构体系相对于金融市场而言,是被研究相对较少的一个领域,因此相对来说研究显得较为薄弱,这是本文研究的出发点和选题所在。
Then conception and difference from other relative conception are explained . secondly , according to the substitution by financial institution , financial market and financial function , a literature survey is made 其次,研究了金融中介机构的重要性,澄清了金融中介机构的概念及其分类,对金融中介机构非银行化发展进行了释义和辨析。
The financial intermediary must be an authorized institution as defined in the banking ordinance or a licensed corporation licensed to perform type 1 , 4 or 9 regulated activities under the securities and futures ordinance 金融中介机构必须是《银行业条例》订明的认可机构或根据《证券及期货条例》获发牌以进行第1 、 4或9类受规管活动的持牌法团。
The framework would have to include the situation where volatility in financial markets is so high as to threaten the viability or seriously undermine the interest of a significant group of market participants or intermediaries 这个架构要同时涵盖市场大幅波动,导致大批市场人士或金融中介机构继续经营的能力受到威胁或利益受到严重损害的情况。
The financial intermediary must be an authorized institution as defined in the banking ordinance or a licensed corporation licensed to perform type 1 , 4 or 9 regulated activities under the securities and futures ordinance 金融中介机构必须是《银行业条例》订明的认可机构或根据《证券及期货条例》获发牌以进行第1 、 4或9类受规管活动的持牌法团。