合规风险的英文

• compliance risk

• "合"英文翻译    ge,a unit of dry measure for ...
• "规"英文翻译    instrument for drawing circl ...
• "风险"英文翻译    risk; hazard; danger
• "合规性风险" 英文翻译 :    compliance risk
• "复合规" 英文翻译 :    compound gauge
• "合规性" 英文翻译 :    compliance
• "合规则" 英文翻译 :    normally
• "组合规" 英文翻译 :    built-up gauge
• "风险" 英文翻译 :    risk; hazard; danger 风险很大 full of hazard; 冒风险 take risks; 不顾一切风险 at all hazards; 风险由货主负担 at owner's risk; 风险补偿收入 income to compensate for risk-taking
• "不符合规定" 英文翻译 :    against regulation; not in accordance with regulation
• "不合规定" 英文翻译 :    below proof
• "不合规范" 英文翻译 :    fall short of the specification
• "不合规格" 英文翻译 :    against specification; fall short of specifications; fall short of the specifications; fallshortofthespecifications; no-go gauge; not according to specification; not up to standard; notuptostandard; off gauge; off size; out-of-specification
• "不合规格板" 英文翻译 :    off-gauge sheet
• "不合规格材" 英文翻译 :    rejected log
• "不合规格的" 英文翻译 :    offgauge; out of gage; out-of-gage; substandard; undergrade
• "不合规则" 英文翻译 :    off-specification
• "不合规则的" 英文翻译 :    unchartered
• "符合规定" 英文翻译 :    in order
• "符合规格" 英文翻译 :    fulfil quality requirements; fulfill quality requirements; meet the specification; pass the requirements; up to specification
• "符合规则的" 英文翻译 :    legal
• "复合规,涨缩表" 英文翻译 :    compound gauge
• "复合规则" 英文翻译 :    compound rule
• "合规经营" 英文翻译 :    operation in conformance
• "合规性审计" 英文翻译 :    compliance audit; regularity auditing

• A bank should organize its compliance function and set priorities for the management of its compliance risk in a way that is consistent with its own risk management strategy and structures
  一家银行应该以与自身风险管理战略和组织结构相吻合的方式组织合规部门，并为合规风险管理设定优先考虑的事项。
• A bank that knowingly participates in transactions intended to be used by customers to avoid regulatory or financial reporting requirements ， evade tax liabilities or facilitate illegal conduct will be exposing itself to significant compliance risk
  如果一家银行故意参与客户用以规避监管或财务报告要求、逃避纳税义务的交易，或为违法行为提供便利，该银行将面临严重的合规风险。
• The internal auditing department shall inform the compliance department of the auditing situation and conclusion upon completion of the internal auditing , while the latter may , in light of the compliance risk monitoring situation , take the initiative to propose suggestions to the former
  内部审计部门在审计结束后，应当将审计情况和结论通报合规管理部门；合规管理部门也可以根据合规风险的监测情况主动向内部审计部门提出审计建议。
• These other risk management departments shall take charge of identifying and evaluating various kinds of risks , including their own compliance risks , and reporting the related compliance risk information to the compliance department , and shall , with cooperation with the compliance department , monitor and evaluate compliance risk
  保险公司其他风险管理部门负责识别、评估包括自身合规风险在内的各类风险，并向合规管理部门报告相关合规风险信息，支持合规管理部门的合规风险监测和评估。
• The term " compliance risk " as referred to in the present guidelines means the risk of undertaking legal responsibility , supervisory punishment , financial losses or reputation losses as a result of an incompliant insurance operation and management behavior made by the insurance company or any of its employees and marketing staff
  本指引所称的合规风险是指保险公司及其员工和营销员因不合规的保险经营管理行为引发法律责任、监管处罚、财务损失或者声誉损失的风险。
• All departments and branch offices shall voluntarily carry out self - inspections on compliance as a routine task , report compliance risk information or potential risks to the compliance department or the compliance posts , and support and cooperate with the compliance department or the compliance posts in risk monitoring and evaluation
  保险公司各部门和分支机构应当主动进行日常的合规自查，定期向合规管理部门或者合规岗位提供合规风险信息或者风险点，支持并配合合规管理部门或者合规岗位的风险监测和评估。
• In order to effectively identify and actively prevent and eliminate compliance risks and ensure sound and stable business operation , an insurance company shall , according to the requirements of the present guidelines , set up sound compliance management systems , improve the organizational structure of compliance management , clarify compliance management responsibilities and build up a perfect compliance management system
  保险公司应当按照本指引的要求，建立健全合规管理制度，完善合规管理组织架构，明确合规管理责任，构建合规管理体系，有效识别并积极主动防范化解合规风险，确保公司稳健运营。
• Article 3 compliance management means that insurance companies shall prevent , identify , evaluate , report and handle compliance risks by taking measures such as establishing the compliance department or the compliance posts , setting down and carrying out compliance policies , conducting compliance monitoring and providing compliance trainings , etc
  第三条合规管理是保险公司通过设置合规管理部门或者合规岗位，制定和执行合规政策，开展合规监测和合规培训等措施，预防、识别、评估、报告和应对合规风险的行为。
• Compliance risk is defined as the risk of legal or regulatory sanctions ， material financial loss ， or loss to reputation a bank may suffer as a result of its failure to comply with laws ， regulations ， rules ， related self - regulatory organisation standards ， and codes of conduct applicable to its banking activities
  合规风险是指，银行因未能遵循法律、监管规定、规则、自律性组织制定的有关准则，以及适用于银行自身业务活动的行为准则而可能遭受法律制裁或监管处罚、重大财务损失或声誉损失的风险。